Central Compliance Associate

  • Job Reference: 13145
  • Date Posted: 13 July 2021
  • Recruiter: Carr Lyons
  • Location: London
  • Salary: £28,000 to £34,000
  • Sector: Compliance
  • Job Type: Permanent
  • Work Hours: Full Time
  • Contact: Duncan Jeffery
  • Email: duncan.jeffery@carrlyons.com

Job Description

My Client is a well known Financial Services firm who provide investment banking services to their European clients. They cover research and sales & trading on the private and public side.
The role
You will be part of a small team and therefore exposed to many aspects of compliance including:
Production of MI
Training new joiners
SMCR for registered staff
PA Dealing and OBI's
Supporting the Control Room
Supporting the Advisory team
Responding to compliance queries
Assist with projects and Policy & Procedure
This role will suit someone who is on an internship 
Ability to multitask