Chief Compliance Officer - Ref 13067 - RETAINED SEARCH

  • Job Reference: 13067
  • Date Posted: 13 July 2021
  • Recruiter: Carr Lyons
  • Location: London
  • Salary: £160,000 to £200,000
  • Bonus/Benefits: Banking Benefits
  • Sector: Compliance
  • Job Type: Permanent
  • Work Hours: Full Time
  • Contact: Duncan Jeffery
  • Email:

Job Description

Chief Compliance Officer - Ref 13067 - RETAINED SEARCH  

My client are an FX specialist and are authorised as a payments services firm. They have retained me to look for a Chief Compliance Officer. This role will be SMF3 & SMF16 registered. 

You will be responsible for ensuring the firm operates in compliance with regulatory obligations. 

Key Job Functions: 

Responsible for all aspects of Compliance 

Business and Compliance Strategy 

Regulatory & Financial Crime Requirements 

Compliance Culture 

Compliance Training 

Compliance Change 

Compliance Monitoring 

Risk Management  

Technology and Data 

Data Privacy  

Key Stakeholders: 

Member of the Executive Committee, Front Office Business units, Operational management, Compliance Department, Senior Management, HR, Regulators, Trade Bodies 

Key Skills / Experience 

People Management - 4 direct and 18 indirect reports 

Strong FX and derivatives knowledge 

Previously worked in a regulated firm 

Strong FCA Handbook knowledge 

Credibility with clients