Chief Compliance Officer - Ref 13067 - RETAINED SEARCH
My client are an FX specialist and are authorised as a payments services firm. They have retained me to look for a Chief Compliance Officer. This role will be SMF3, SMF16 & SMF17 registered.
You will be responsible for ensuring the firm operates in compliance with regulatory obligations.
Key Job Functions:
Responsible for all aspects of Compliance
Business and Compliance Strategy
Regulatory & Financial Crime Requirements
Technology and Data
Member of the Executive Committee, Front Office Business units, Operational management, Compliance Department, Senior Management, HR, Regulators, Trade Bodies
Key Skills / Experience
People Management - 4 direct and 18 indirect reports
Strong FX and derivatives knowledge
Previously worked in a regulated firm
Strong FCA Handbook knowledge
Credibility with clients