Compliance Adviser

  • Job Reference: THJ007600
  • Date Posted: 11 March 2019
  • Recruiter: Carr Lyons Search and Selection
  • Location: London
  • Salary: £60,000 to £75,000
  • Sector: Compliance
  • Job Type: Permanent
  • Work Hours: Full Time
  • Contact: Taq Hussain
  • Email:
  • Telephone: 0044 207 588 3322

Job Description

Carr Lyons are currently working with a global bank to appoint a Compliance Adviser to cover their capital markets business line.  As a Compliance Adviser, you will sit with the business on the trading floor and be seen as an SME on compliance matters.

In this newly created role, the Compliance Adviser will also be responsible for advising the business on the impact of regulatory developments.  This role will also give you the opportunity to be involved in new product approval processes and training to the business.

To be considered for this role, you should have 3+ years compliance experience and knowledge of equities.