Compliance Advisory, Financial Markets

  • Job Reference: 00000146-1
  • Date Posted: 30 August 2017
  • Location: London
  • Salary: £80,000 to £120,000
  • Sector: Compliance
  • Job Type: Permanent
  • Work Hours: Full Time
  • Contact: Taq Hussain
  • Email: taq.hussain@carrlyons.com
  • Telephone: 0044 207 588 3322

Job Description

Carr Lyons are currently partnering with a global bank to appoint a Compliance Officer into their Financial Markets front office team. In this newly created position, the Compliance Advisor will be responsible for providing compliance advice for all day-to-day trading floor enquiries, as well as in relation to new product development.

As a Compliance Advisor, you will also play a key role in the development of compliance policies and providing advice on the impact of regulations on the bank.  This will require you to build strong relationships with the relevant business unit stakeholders.
To be considered for this role you should have a minimum of 3 years compliance experience gained in a front office environment (essential).