Carr Lyons are currently working alongside an international investment bank in London to recruit a Compliance Testing Analyst.
As a Compliance Testing Analyst you will be responsible for conducting thematic reviews of various business policies and frameworks, identifying and advising on gaps.
You will also be responsible for:
- Understanding and analysing compliance and financial controls
- Remediating issues identified in the reviews as well as delivering annual Compliance monitoring plan objectives.
- Providing compliance training from time to time
- Analysing M.I to further improve the compliance framework and CMP.
To be considered for this role you should have strong compliance monitoring experience gained in financial services.