This is a new role that reports to the Head of Compliance Monitoring. You will be required to execute assigned monitoring reviews specific to Trade Finance and Transaction Monitoring
Monitoring across all Lines of Business within EMEA.
Assisting the Head of Compliance Monitoring in tasks specific to Trade Finance and Transaction Monitoring.
Lead the implementation, development and completion of Trade Finance and Transaction Monitoring Compliance Programmes;
Perform QA reviews on Compliance Monitoring work to ensure required standards are met;
Provide high level technical input on Compliance Monitoring reviews where required;
Assess and comment on the Risk Based Approach implemented within the Trade Finance and Transaction Monitoring Control Framework;
Provide expert advice, guidance and direction on the implementation of the Financial Crime Trade Finance Control Framework
Undertake regular assessment and report on the effectiveness of automation and AI within the Trade Finance control framework;
Ensure all significant issues are escalated accordingly and agree remediation actions
Stay abreast of regulatory developments and good practice, focusing on Trade Finance
Strong knowledge and understanding of Trade Finance, products, services and activities
A solid understanding of trade flow
Compliance Monitoring experience and awareness of associated industry practices and disciplines