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- Location
- London
- Job Type
- Permanent
- Posted
- 7 Nov 2019
The role will support the Head of Compliance for this boutique Investment Bank. Key Job Functions: • Responsible for Compliance queries arising from the Execution, Research, Sales, Sales Trading and Corporate Advisory teams. • Deputising when required...
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- Location
- London
- Job Type
- Permanent
- Posted
- 7 Nov 2019
The Group Head of Regulation is looking for a highly motivated business facing Compliance Officer / Manager to operate in an entrepreneurial environment. You will be expected to become a partner to the business and to be proactive and be involved in...
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- Location
- London
- Job Type
- Permanent
- Posted
- 7 Nov 2019
My client are a Corporate Banking house who are well regarded in the industry. You will be assisting the Bank’s Management in its responsibility for complying with all relevant regulations and also in-house Legal Counsel. Key Job Functions: Legal Counsel...
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- Location
- London
- Job Type
- Permanent
- Posted
- 18 Nov 2019
Trade Surveillance Compliance Officer - Ref 12784 Assist in developing and maintaining a risk-based trade surveillance programme, which addresses relevant regulatory and exchange requirements. Key Job Functions: Surveillance analysis will be carried out...