Results 1 to 4
  1. Deputy Head of Capital Markets Compliance

    Location
    London
    Job Type
    Permanent
    Posted
    7 Nov 2019

    The role will support the Head of Compliance for this boutique Investment Bank. Key Job Functions: • Responsible for Compliance queries arising from the Execution, Research, Sales, Sales Trading and Corporate Advisory teams. • Deputising when required...

  2. Compliance Manager, Asset Management

    Location
    London
    Job Type
    Permanent
    Posted
    7 Nov 2019

    The Group Head of Regulation is looking for a highly motivated business facing Compliance Officer / Manager to operate in an entrepreneurial environment. You will be expected to become a partner to the business and to be proactive and be involved in...

  3. Legal Counsel & Compliance Manager

    Location
    London
    Job Type
    Permanent
    Posted
    7 Nov 2019

    My client are a Corporate Banking house who are well regarded in the industry. You will be assisting the Bank’s Management in its responsibility for complying with all relevant regulations and also in-house Legal Counsel. Key Job Functions: Legal Counsel...

  4. Trade Surveillance Compliance Officer

    Location
    London
    Job Type
    Permanent
    Posted
    18 Nov 2019

    Trade Surveillance Compliance Officer - Ref 12784 Assist in developing and maintaining a risk-based trade surveillance programme, which addresses relevant regulatory and exchange requirements. Key Job Functions: Surveillance analysis will be carried out...